Extended Examples: Capital Punishment
TWO GENERAL APPROACHES TO JUSTIFICATION OF PUNISHMENT
Punishment requires justification
- Any punishment is a deliberate infliction of deprivation and hardship on a person; hence, it has great disutility. Bentham: “If it ought at all to be admitted, it ought to be admitted in as far as it promises to exclude some greater evil.” (p.134)
- Also, it is “not the sort of thing one would freely consent to have imposed on oneself” (Hugo Bedau, "Capital Punishment", p. 170). So, punishment may violates autonomy and human rights, including the rights to freedom (liberty), happiness, and even life.
So, punishment requires justification. In application to CP, we need to ask:
- Does it have better utility than available alternatives? (A consequentialist consideration.)
- Can it be defend CP to the society of rational beings who are well informed and rational? Would we rationally consent to it knowing all reasonable alternatives?
Forward Looking (Consequentialist) Reasons for Punishment
- Rehabilitation Theory: Punishment reforms (rehabilitates) offenders and corrects their actions.
- Social Defense Theory: Punishment prevents crimes by a) deterring potential criminals, and b) incapacitating past and potential offenders.
- Punishments brings comfort to the families and friends of the victims and may benefit society in some other way.
Backward Looking (Retributivist) Reason for Punishments
- The reason for punishment is that a crime was committed, and that crimes ought to be punished. Punishment is fair/just repayment for some wrong (or crime) being done. It’s a non-consequentialist reason.
Retribution vs. revenge
Some people look upon capital punishment as a form of vengeance or violent revenge. There are some similarities between them; both are based on backward lookin considerations. But there are also very important differences between them. So, in fact, they are not the same
- Retribution is done for wrong, while revenge may be done for an injury, harm, or slight.
- Retribution sets an internal limit to the amount of the punishment.
- There is (or ought to be) a "fair process" determining what the proper punishment is. Such process does not exist in so far as revenge is considered.
Kant on retributivism and the "exact" proportionality of punishment
For Kant, capital punishment was a way of respecting the criminal as a person. For, he thinks, it involves using the criminal’s maxim (which "permitted" killing) to himself. As he says, “His own evil deed draws the punishment upon himself.”
But he also thinks that punishment should be not just retributive but also exactly proportional to the crime.
"If he has committed a murder, he must die. In this case, there is no substitute that will satisfy the requirement of legal justice. There is no sameness of kind between death and remaining alive even under the most miserable conditions, and consequently there is no equality between the crime and the retribution unless the criminal is judicially condemned and put to death. But the death of the criminal must be kept entirely free of any maltreatment that would make an abomination of the humanity residing in the person suffering it. Even if a civil society were to dissolve itself by common agreement of all its members (for example, if the people inhabiting an island decided to separate and disperse themselves around the world), the last murderer remaining in prison must first be executed, so that everyone will duly receive what his actions are worth and so that the bloodguilt thereof will not be fixed on the people because they failed to insist on carrying out the punishment; for if they fail to do this, they may be regarded as accomplices in this public violation of legal justice." (The Metaphysical Elements of Justice (1797), translated (1965), p. 102; see Rachels, p. 142)
THREE POSITIONS REGARDING CP
- (AR) Absolute (Extreme) Rejectionism: No matter what, CP is not (and cannot be) justified. (An analogous view in the domain of "Just War Theory" is an absolute pacifism imp-lying that no war, not even a defensive one, is ever justified.)
CP involves a deliberate and intentional killing of a person; according to some, such an act is never justified (it’s murder); it undermines the ideal of the sanctity (special worth) of human life (because of various slippery slope considerations);
- (EP) Extreme Proportionalism: CP is always justified; it is the only fitting form of punishment for the cases of murder, for it is only form of punishment that is proportional to the harm inflicted in such cases.
Se Kant above.
- (C) Contextualism: Whether CP is justified or not depends on the circumstances, including the possible effect of punishment, whether or not it can be administered fairly, alternatives, and similar factors.
CONSEQUENTIALIS ARGUMENT ABOUT CP
Alleged Benefits:
Rehabilitation: It may apply to some forms of punishment but it does not apply to CP. An executed person is killed rather than rehabilitated.
Social defense: Allegedly, CP incapacitates a person and deters others. In fact, there is no empirical (scientific) evidence that CP prevents future crimes, lowers the rate of violent crimes, etc.
Closure: Maybe, but usually what works is some counceling and therapy.
Real Harms:
Is Capital Punishment Especially Cruel (and Unusual)?
Jonathan Glover: What seems particularly cruel and horrible about CP is that the condemned man has the period of waiting, knowing how and when he is to be killed. Many of us would rather die suddenly than linger for weeks or months knowing we were fatally ill, and the condemned man's position is several degrees worse than that of the person given a few months to live by doctors. He has the additional horror of knowing exactly when he will die, and of knowing that his death will be a ritualized killing by other people, symbolizing his ultimate rejection by the members of his community. The whole of his life may seem to have a different and horrible meaning when he sees it leading up to this end. ("Execution", in Causing Death and Saving Lives)
Wrongful convictions and executions:
Even according to the most pro-CP organizations, at least 39 innocent people have been executed in the United States from 1992 through 2004. Between 1973 and 2005, 123 people in 25 states were released from death row when new evidence of their innocence emerged.
These numbers seem way too conservative. A recent study implies that about 4% executed people are innocent.
Some additional special reasons against CP:
It is not (and it can hardly be) applied fairly. It involves the discrimination against the minorities and poor people.
It is expensive (at least 2.5 more expensive than life in prison w/o parole); see "Financial Facts about the Death Penalty" (http://www.deathpenaltyinfo.org/costs-death-penalty).
We can achieve the very same benefits without imposing on people the death penalty. The life in prison would achieve just that. So, based on the consequentialist considerations, CP is not justified when this alternative exists.
CAPITAL PUNISHMENT AS RETRIBUTION
Retributivism requires that past crimes are punished. But it does not tell us in and of itself how to punish them. Absolute proportionalism is but one approach among many.
So, is CP justified?
To use Kant's formula of respect, an act or a policy is justified when they do not involve treating anyone merely as a means. CP is an extreme infringement on persons autonomy. In many cases, it is a violation of autonomy of innocent people. And there is no reason to to impose such an extreme punishment (given there are better alternatives). It does not seem like it can be justified on Kantian (retributive) grounds either.
SOME FINAL THOUGHTS:
Some questions to ask yourself
1. Am I willing to allow innocent people to be killed by the state in order to maintain capital punishment when I know that, comparing to the life in prison without a parole, it has no positive social effects (and it has some negative social effects)?
2. Would I still be willing to accept those 39 deaths (in facts 100s of deaths, according to the recent study) if those individuals wrongly executed were all people that I know and love, such as my parents, or children, of friends?
3, If I were to meet one of these innocent person who are about to be executed, could I honestly look into his eyes and say we have to do it because _________ (fill in the blank)?
Additional readings and recourcess:
- Cass R. Sunstein* and Adrian Vermeule**, Is Capital Punishment Morally Required? Acts, Omissions, and Tradeoffs (prominent lawyers argue for CP on both Kantian and consequentialist grounds).
- Carol S. Steiker, No Capital Punishment is not Morally Required: Deterrence, Deontology, and the Death Penalty (a prominent lawyer responds to teh above essay; this reply includes a part questioning the empirical evidence offered by Sunstein and Vermeule). \
- Cass R. Sunstein and Justin Wolfers, A Death Penalty Puzzle (Sustein's and co. again on CP)
- John Paul Stevens, “On the Death Sentence” (link) (a retired Justice of SCOTUS comments history and social issues related to CP)
- A.M. "Marty" Stroud III (the lead prosecutor) apologizes for role in sending man to death row (https://www.shreveporttimes.com/story/opinion/readers/2015/03/20/lead-p…)
- Highlights: A.M. “Marty” Stroud III on the wrongful conviction and exoneration of Glenn Ford (youtube: https://www.youtube.com/watch?v=5ZeJ46XE-Zc )
- 4% of people sentenced to death are innocent
- An essay published in the "Guardian"
- US death row study published in the Proceedings of the National Academy of Sciences
- Death Penalty Information Center
- 88% of criminologists do not believe the death penalty is an effective deterrent (link)
- Do Executions Lower Homicide Rates? The Views of Leading Criminologists (a link to the original study)
- States Without the Death Penalty Have Had Consistently Lower Murder Rates
- "Financial Facts about the Death Penalty"
- "At the Death Hose Door" (a documentary about Corpus Christi case of wrongful conviction told from a point of view of a pastor who mistered to this person and other similar cases; available on Netflix, Venmo, and so on; many clips on youtube).